SEC slaps Citadel Securities LLC with $7 million fine to settle short selling charges
The U.S. Securities and Exchange Commission fined Citadel Securities $7 million for violating order marking requirements. The SEC estimated that ...
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Tag: settle
SEC slaps Citadel Securities LLC with $7 million fine to settle short selling charges
The U.S. Securities and Exchange Commission fined Citadel Securities $7 million for violating order marking requirements. The SEC estimated that ...
Read moreUBS pays $1.43 billion to settle US mortgage claims as industry-wide probe concludes
By Kanishka Singh and Jonathan Stempel WASHINGTON/NEW YORK (Reuters) - UBS agreed to pay $1.435 billion to settle U.S. charges ...
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