September 22, 2023 SEC slaps Citadel Securities LLC with $7 million fine to settle short selling charges The U.S. Securities and Exchange Commission fined Citadel Securities $7 million for violating order marking requirements. The SEC estimated that the firm marked millions of certain short sales as long […]
September 22, 2023 SEC slaps Citadel Securities LLC with $7 million fine to settle short selling charges The U.S. Securities and Exchange Commission fined Citadel Securities $7 million for violating order marking requirements. The SEC estimated that the firm marked millions of certain short sales as long […]
August 14, 2023 UBS pays $1.43 billion to settle US mortgage claims as industry-wide probe concludes By Kanishka Singh and Jonathan Stempel WASHINGTON/NEW YORK (Reuters) – UBS agreed to pay $1.435 billion to settle U.S. charges that the Swiss lender misled investors into buying troubled mortgage […]
